Universal binary sequences

Notation. Write Q(A):={aAa is finite,a}.

Suppose for the moment that we are given a fixed sequence fα:ω2αa, indexed by some set a of ordinals. Then, for every function h:aω and i<ω, we define the i-valuation of h, hi:a2, by letting for all αa:
hi(α):=fα(h(α)+i).

Given an initial state h:aω, it is quite natural to look at the induced orbit{hii<ω}a2.From there, we arrive to the concept of universality.
Definition. We say that a sequence fα:ω2α<κ is universal, if for every aQ(κ), we have:{hii<ω}=a2 for all haω.

An even more ambitious concept is that of bounded universality:
Definition. We say that a sequence fα:ω2α<κ is b-universal, if for every aQ(κ), there exists n(a)<ω, such that {hii<n(a)}=a2 for all haω.

Amazingly enough, this concept is feasible!

Proposition. There exists a b-universal sequence of length ω.
Proof. Let {pnn<ω} be some injective enumeration of the set of prime numbers. For all n<ω, define fn:ω2 by letting fn(m):=0 iff pn divides m (=there exists an integer z such that m=pnz).
To see that fαα<ω is b-universal, fix a[ω]<ω. We claim that n(a):=|napn| works. Indeed, given h:aω and ba2, we first let cnapn be the unique function to satisfy h(n)+c(n)=b(n)(mod pn) for all na. Then, by the Chinese remainder theorem, there exists a non-negative integer i<|napn| such thati=c(n)(mod pn) for all na.So i<n(a) and h(n)+i=b(n)(mod pn) for all na.In particular, for all na:pn divides (h(n)+i) iff b(n)=0.So, fn(h(n)+i)=b(n) for all na.That is, hi=b. ◻

Now, what about longer universal sequences?
There is an obvious limit:

Observation. If κ>20, then no sequence fα:ω2α<κ is universal (let alone b-universal).
Proof. Towards a contradiction, suppose that the above sequence is universal. Pick α<β<κ such that fα=fβ. Put a:={α,β}. Then for any constant function h:aω, and every bijection g:a2, we have g{hii<ω}. ◻

Thus, the best we can hope for is establishing the existence of a universal sequence of length κ=20. This is indeed the case, and it follows from Kronecker’s theorem on simultaneous diophantine approximation.

Fact (Kronecker). Suppose that a={x1,,xk} is a finite subset of [0,1]
such that 1,x1,,xk are linearly independent over Q. Then for every ε>0, there exists n(a,ε)N such that for every  v1,,vkR, there exists mN,m<n(a,ε), and z1,,zk in Z such that |mxivizi|<ε for all i<k.

Corollary (Moore, 2006). There exists a b-universal sequence of length 20.
Proof. Recursively construct a sequence xαα<20 such that {1}{xiiI} is linearly independent over Q for any choice of finite I20. Then, for every α and n<ω, let fα(n)=0 iff there exists some zZ such that |nxα14z|<18. To see that fαα<20 is indeed b-universal, let us fix aQ(20). Put n(a):=n({xααa},18). Now, given h:aω, and b:a2, we define {vααa} as follows: vα:={14h(α)xα4,b(α)=034h(α)xα4,otherwise. Pick mN,m<n(a), and {zααa}Z such that |mxαvαzα|<18 for all αa. Fix αa:

If b(α)=0, then |mxα14h(α)xα4zα|<18. That is, |(m+h(α))xα14zα|<18, and hence fα(h(α)+m)=0, as desired.

If b(α)=1, then |mxα34h(α)xα4zα|<18. That is zα+58<(m+h(α))xα<zα+78. Recalling that fα(h(α)+m)=0 iff there exists zZ such thatz+18<(m+h(α))xα<z+38, we conclude that fα(α(α)+m)=1, as desired. ◻

Chen Meiri and I have found a purely combinatorial proof of the preceding result, and with the added feature of having a primitive-recursive bound for n(a) for every aQ(20). The proof will appear elsewhere.

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3 Responses to Universal binary sequences

  1. Pingback: Syndetic colorings with applications to S and L | Assaf Rinot

  2. Ashutosh says:

    It would be great if you could post your proof (with Chen Meiri) of the existence of a b-universal sequence of continuum length on your blog when you get a chance.

    • saf says:

      Thanks, Ashutosh.
      The problem is that Meiri and I never decided what to do with the proof. Does the result justify a paper? Does it give generalizations which are not covered by applications of Kronecker’s theorem?
      After proving this, we both became busy with other projects and never managed to complete the research around this.

      In any case, I can show it to you next Sunday.

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